James Bradley Baker

John Hancock Investment Management LLC

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Current Employers

John Hancock Investment Management Llc

200 Berkeley St., Boston, MA 02116-5022 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2018-12-06
MA	RA	APPROVED	2018-11-08

PA RA
APPROVED

Since 2018-12-06
MA RA
APPROVED

Since 2018-11-08

Branch Locations

Wyomissing, PA • United States

200 Berkeley St., Boston, MA 02116-5022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
John Hancock	Boston	MA	06/2011	Present
John Hancock Funds Llc	Boston	MA	06/2018	Present
John Hancock Advisers, Llc	Boston	MA	11/2018	Present

06/2011 → Present

John Hancock

Boston, MA
06/2018 → Present

John Hancock Funds Llc

Boston, MA
11/2018 → Present

John Hancock Advisers, Llc

Boston, MA

Previous Registrations

2018-10-31 → 2018-11-08

Manulife Investment Management (Us) Llc

Wyomissing, PA

Boston, MA
2007-10-17 → 2011-06-20

Knott Capital Management

Exton, PA
2002-08-12 → 2007-04-27

John Hancock Investment Management Llc

Boston, MA
2002-08-09 → 2007-04-27

Manulife Investment Management (Us) Llc

Boston, MA
2001-05-30 → 2002-07-09

Legg Mason Wood Walker, Incorporated

Baltimore, MD

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2026-01-29
S65	Uniform Investment Adviser Law Examination	2018-10-23
S66	Uniform Combined State Law Examination	2001-05-09

S63 Uniform Securities Agent State Law Examination

2026-01-29
S65 Uniform Investment Adviser Law Examination

2018-10-23
S66 Uniform Combined State Law Examination

2001-05-09

View on SEC IAPD

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