Alan Lee Silverman

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2017-06-13

TX RA
APPROVED

Since 2017-06-13

Branch Locations

19 Market Square, Newburyport, MA 01950 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Metlife Securities	Westboro	MA	05/2010	03/2017
Mml Investors Services, Llc	Newburyport	MA	03/2017	Present
Mass Mutual Life Insurance Company	Newburyport	MA	07/2016	Present

05/2010 → 03/2017

Metlife Securities

Westboro, MA
03/2017 → Present

Mml Investors Services, Llc

Newburyport, MA
07/2016 → Present

Mass Mutual Life Insurance Company

Newburyport, MA

Previous Registrations

2015-01-22 → 2018-04-05

Mariner

Southborough, MA

Overland Park,, KS

Other Businesses

(1)Name: Alan L. Silverman Inv rel: Y Add: 19 Market Square, Newburyport, MA 01950 Nature: Outside Insurance; Long Term Care Position: Agent Start date: 08/05/2019 No. HR/MO: 1 No. HR/MO during sec trading: 1 (2)Name: Clipper City Financial, LLC Inv rel: Y Add: At Residential Address Nature: LLC to manage operating expenses Position: Manager Start date: 03/10/2023 No. HR/MO: 4 No. HR/MO during sec trading: 0 Describe duties: Administrative duties and recordkeeping

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1989-06-24

S63 Uniform Securities Agent State Law Examination

1989-06-24

Designations

View on SEC IAPD