Richard Paul Altieri

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2021-02-23
TX	RA	APPROVED_RES	2021-02-22

FL RA
APPROVED

Since 2021-02-23
TX RA
APPROVED_RES

Since 2021-02-22

Branch Locations

Deerfield Beach, FL • United States

1 Town Center Road 10Th Floor, Boca Raton, FL 33486 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Boca Raton	FL	06/2009	02/2021
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	02/2021
Raymond James & Associates, Inc.	Boca Raton	FL	02/2021	Present

06/2009 → 02/2021

Morgan Stanley Smith Barney

Boca Raton, FL
01/2015 → 02/2021

Morgan Stanley Private Bank, National Association

New York, NY
02/2021 → Present

Raymond James & Associates, Inc.

Boca Raton, FL

Previous Registrations

2009-06-01 → 2021-03-09

Morgan Stanley

Boca Raton, FL
1991-04-17 → 2009-06-01

Citigroup Global Markets Inc.

Boca Raton, FL

Boca Raton, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-04-06
S63	Uniform Securities Agent State Law Examination	1990-02-12

S65 Uniform Investment Adviser Law Examination

1994-04-06
S63 Uniform Securities Agent State Law Examination

1990-02-12

View on SEC IAPD