Frank Raymond Pelosi

Current Employers

Capital Analysts

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-05-13

NY RA
APPROVED

Since 2021-05-13

Branch Locations

2293 Millersport Highway, Getzville, NY 14068 • United States

Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-03-25

NY RA
APPROVED

Since 2021-03-25

Branch Locations

601 Office Center Drive Suite 300, Fort Washington, PA 19034 • United States

61 John Muir Dr. Ste. 100, Amherst, NY 14228 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Legend Equities Corporation	Palm Beach Gardens	FL	01/1994	01/2017
Legend Advisory Corporation	Palm Beach Gardens	FL	07/2011	09/2019
Lincoln Investment	Getzville	NY	01/2017	Present

01/1994 → 01/2017

Legend Equities Corporation

Palm Beach Gardens, FL
07/2011 → 09/2019

Legend Advisory Corporation

Palm Beach Gardens, FL
01/2017 → Present

Lincoln Investment

Getzville, NY

Other Businesses

PELOSI INSURANCE AGENCY INC. POSITION: President - Independent Insurance Agent NATURE: Property & Casualty Insurance and Income Tax Preparation INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 09/01/1999 ADDRESS: 165 Cleveland Ave, Buffalo NY 14222, United States DESCRIPTION: President-Independent Insurance Agent Property and Casualty Insurance and Income Tax Preparation.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1990-10-18

S63 Uniform Securities Agent State Law Examination

1990-10-18

Other Names

Frank Raymond Pelosi
Frank Raymond Pelosi

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