Brett C Marchand

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NH	RA	APPROVED	2018-11-30
UT	RA	APPROVED	2017-10-26
WY	RA	APPROVED	2017-07-31
TX	RA	APPROVED	2016-01-09
MD	RA	APPROVED	2005-09-15

NH RA
APPROVED

Since 2018-11-30
UT RA
APPROVED

Since 2017-10-26
WY RA
APPROVED

Since 2017-07-31
TX RA
APPROVED

Since 2016-01-09
MD RA
APPROVED

Since 2005-09-15

Branch Locations

1077 Maryland Rte 3 North Tower Federal Credit Union, Gambrills, MD 21054 • United States

6030 Daybreak Circle Tower Federal Credit Union, Clarksville, MD 21029 • United States

9207 Lakeside Bvld Tower Federal Credit Union, Owings Mills, MD 21117 • United States

300 Sentinel Dr Suite 190 Tower Federal Credit Union, Annapolis Junction, MD 20701 • United States

9824 Herczog Rd Gatehouse 4 Tower Federal Credit Union, Fort Meade, MD 20755 • United States

7065 Arundel Mills Circle, Hanover, MD 21076 • United States

840 Elkridge Landing Rd, Linthicum, MD 21090 • United States

9150-12 Baltimore National Pike, Ellicott City, MD 21042 • United States

25 Magothy Beach Rd., Passadena, MD 21122 • United States

7901 Sandy Spring Rd., Laurel, MD 20707 • United States

9021 Snowden Square Dr, Columbia, MD 21046 • United States

Davidsonville, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Tower Fcu	Laurel	MD	09/2002	Present
Lpl Financial, Llc	Hanover	MD	09/2005	Present

09/2002 → Present

Tower Fcu

Laurel, MD
09/2005 → Present

Lpl Financial, Llc

Hanover, MD

Other Businesses

1. 3/8/2016 - Tower Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/01/2016 - 40 Hours Per Month During Securities Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-03-24

S66 Uniform Combined State Law Examination

2000-03-24

Designations

Certified Financial Planner

View on SEC IAPD