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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2020-06-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investacorp, Inc | Miami Lakes | FL | 04/1996 | 06/2020 |
| Investacorp, Inc. | Miami Lakes | FL | 04/1996 | 06/2020 |
| Investacorp Advisory Services, Inc. | Miami Lakes | FL | 07/1997 | 06/2020 |
| Lpl Financial, Llc | Bowling Green | KY | 06/2020 | Present |
1. 6/8/2020 - 'Munka & Risher - Personal Financial Consultants' - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start 04/1996. 2. 6/8/2020 - RER PROPERTIES LLC - Not Investment Related - SCOTTSVILLE KY 42164 - Other-Farm - Co-owner - Started 01/2017 - 80 Hours Per Month/0 Hours During Securities Trading - Time Spent 9% - Co-owner with spouse, raise hay.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1989-06-06 |
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