Best Investors Account Sign in

Timothy William Risher

LPl Financial LLC

Alvaton, KY

CRD 1951412

Claim This Profile
Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2020-06-17
  • KY RA
    APPROVED
    Since 2020-06-17

Branch Locations

Alvaton, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investacorp, Inc Miami Lakes FL 04/1996 06/2020
Investacorp, Inc. Miami Lakes FL 04/1996 06/2020
Investacorp Advisory Services, Inc. Miami Lakes FL 07/1997 06/2020
Lpl Financial, Llc Bowling Green KY 06/2020 Present
  • 04/1996 → 06/2020
    Investacorp, Inc
    Miami Lakes, FL
  • 04/1996 → 06/2020
    Investacorp, Inc.
    Miami Lakes, FL
  • 07/1997 → 06/2020
    Investacorp Advisory Services, Inc.
    Miami Lakes, FL
  • 06/2020 → Present
    Bowling Green, KY
Previous Registrations
  • 1999-03-25 → 2020-07-20
    Investacorp Advisory Services Inc
    Bowling Green, KY
    Akron, OH
Other Businesses

1. 6/8/2020 - 'Munka & Risher - Personal Financial Consultants' - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start 04/1996. 2. 6/8/2020 - RER PROPERTIES LLC - Not Investment Related - SCOTTSVILLE KY 42164 - Other-Farm - Co-owner - Started 01/2017 - 80 Hours Per Month/0 Hours During Securities Trading - Time Spent 9% - Co-owner with spouse, raise hay.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-06-06
  • S63 Uniform Securities Agent State Law Examination
    1989-06-06
Other Names
  • Timothy W Risher

View on SEC IAPD

More in Alvaton, KY

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor