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Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2022-04-01 |
Branch Locations
Chadds Ford, PA • United States
880 Carillon Parkway, St. Petersburg, FL 33716 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Deutsche Bank Securities Inc | Philadelphia | PA | 01/2016 | 09/2016 |
| Raymond James & Associates, Inc. | Philadelphia | PA | 09/2016 | 09/2020 |
| Raymond James & Associates, Inc. | Chadds Ford | PA | 03/2022 | Present |
| Unemployed | Chadds Ford | PA | 10/2020 | 02/2022 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2004-06-04 |
| S65 | Uniform Investment Adviser Law Examination | 2003-09-04 |
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