Best Investors Account Sign in

Angelo Vincent Mazzie

Oppenheimer & Co. Inc.

Fishkill, NY

CRD 1951342

Claim This Profile
Employer firm

Oppenheimer & Co. Inc. CRD 249

$36.7B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-07
NJ RA APPROVED 2016-02-01
PA RA APPROVED 2007-09-07
  • NY RA
    APPROVED
    Since 2021-04-07
  • NJ RA
    APPROVED
    Since 2016-02-01
  • PA RA
    APPROVED
    Since 2007-09-07

Branch Locations

300 Westage Business Center Suite 310, Fishkill, NY 12524 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc. Fishkill NY 09/2004 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-09-06
S63 Uniform Securities Agent State Law Examination 1989-08-21
  • S65 Uniform Investment Adviser Law Examination
    2007-09-06
  • S63 Uniform Securities Agent State Law Examination
    1989-08-21
Other Names
  • Angelo Mazzie

View on SEC IAPD

More in Fishkill, NY

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor