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Thomas Lynn Peterson

Wells Fargo Clearing Services, LLC

Savannah, GA

Duluth, GA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2022-11-14
SC RA APPROVED 2020-01-31
  • GA RA
    APPROVED
    Since 2022-11-14
  • SC RA
    APPROVED
    Since 2020-01-31

Branch Locations

20 Bank St, Savannah, GA 31411 • United States

2055 Sugarloaf Circle [G8-Rbo], Duluth, GA 30097 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cnb Bank, Inc Berkeley Springs WV 06/2012 01/2020
Cetera Investment Berkeley Springs WV 06/2012 10/2016
Lpl Financial Llc Berkeley Springs WV 11/2017 01/2020
Wells Fargo Clearing Services, Llc Bluffton SC 01/2020 Present
Wells Fargo Bank, Na Bluffton SC 01/2020 Present
  • 06/2012 → 01/2020
    Cnb Bank, Inc
    Berkeley Springs, WV
  • 06/2012 → 10/2016
    Cetera Investment
    Berkeley Springs, WV
  • 11/2017 → 01/2020
    Lpl Financial Llc
    Berkeley Springs, WV
  • 01/2020 → Present
    Wells Fargo Clearing Services, Llc
    Bluffton, SC
  • 01/2020 → Present
    Wells Fargo Bank, Na
    Bluffton, SC
Previous Registrations
  • 2017-11-29 → 2020-01-13
    Lpl Financial Llc
    Berkeley Springs, WV
  • 2016-10-03 → 2017-11-29
    Investment Centers Of America, Inc.
    Berkeley Springs, WV
    Appleton, WI
    Berkeley Springs, WV
  • 2014-01-21 → 2016-09-30
    Cetera Investment Advisers Llc
    Berkeley Springs, WV
  • 2012-07-13 → 2014-01-21
    Cetera Investment Services Llc
    Berkeley Springs, WV
    Hagerstown, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-21
S63 Uniform Securities Agent State Law Examination 1989-05-12
  • S66 Uniform Combined State Law Examination
    2019-10-21
  • S63 Uniform Securities Agent State Law Examination
    1989-05-12
Other Names
  • Tom L Peterson
  • Thomas Lynn Peterson
  • Thomas Peterson

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
VALIC FINANCIAL ADVISORS, INC.
COMMONWEALTH FINANCIAL NETWORK
PFS INVESTMENTS INC.
CHARLES SCHWAB & CO., INC.
RL WRIGHT & ASSOCIATES, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
BULL STREET ADVISORS

Other Investors

SETH KOVENSKY
JOSEPHINE ALICE CRAKE
RICHARD KELLY LANE
KATHRYN WISE
Michael Dell Owens
DARRYL EUGENE WRIGHT
Aaron Monegan
CHRISTOPHER MARK BEAUDRY

Other Offices

LPL FINANCIAL LLC · SAVANNAH, GA
VALIC FINANCIAL ADVISORS, INC. · SAVANNAH, GA
COMMONWEALTH FINANCIAL NETWORK · Savannah, GA
PFS INVESTMENTS INC. · SAVANNAH, GA
CHARLES SCHWAB & CO., INC. · Savannah, GA
RL WRIGHT & ASSOCIATES, LLC · SAVANNAH, GA
STATE FARM INVESTMENT MANAGEMENT CORP. · Savannah, GA
BULL STREET ADVISORS · SAVANNAH, GA

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