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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-07-01
NY RA APPROVED 2026-06-25
  • FL RA
    APPROVED
    Since 2026-07-01
  • NY RA
    APPROVED
    Since 2026-06-25

Branch Locations

Naples, FL • United States

Huntington , NY • United States

68 South Service Road Suite 100, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Commack NY 12/1988 03/2017
Mml Investors Services, Llc Hauppauge NY 03/2017 11/2022
Massmutual Life Insurance Co Hauppauge NY 07/2016 11/2022
Commonwealth Financial Network Waltham MA 11/2022 06/2026
Raymond James Financial Services, Inc. Melville NY 06/2026 Present
Raymond James Financial Services Advisors, Inc. Melville NY 06/2026 Present
Previous Registrations
Other Businesses

(1) Name of Business: Address: 68 S Service Rd Ste 100, Melville, NY, 11747, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 03/31/2016 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: provide clients with fixed insurance (2) Name of Business: Four Tier Financial Group Address: 68 S Service Rd Ste 100, Melville, NY, 11747, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 03/31/2016 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: provide clients with fixed insurance

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-04-06
  • S63 Uniform Securities Agent State Law Examination
    1990-04-06
Designations
Other Names
  • Mike Orefici

View on SEC IAPD

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