Lance Wayne Roe

Current Employers

Employment History

• 09/2012 → Present
  Eaton Federal Savings Bank
  Charlotte, MI
• 09/2012 → 02/2024
  Infinex Investments, Inc.
  Charlotte, MI
• 02/2024 → Present
  Lpl Financial Llc
  Charlotte, MI

Previous Registrations

• 2012-10-03 → 2024-02-13
  Osaic Institutions, Inc.
  Coldwater, MI
  Charlotte, MI
  Nashville, MI
  Grand Ledge, MI
  Olivet, MI
  Eaton Rapids, MI
  Stockbridge, MI
  Gregory, MI
• 2011-05-18 → 2012-09-06
  Fifth Third Securities, Inc.
  Lansing, MI
  Lansing, MI
  Williamston, MI
  Mason, MI
• 2010-10-20 → 2011-05-17
  Leonard & Company
  Troy, MI
  Jackson, MI
• 2008-03-04 → 2010-03-22
  Lpl Financial Llc
  Jackson, MI
  Saint Johns, MI
  Vandercook, MI
  Brooklyn, MI
  Manchester Township, MI
  Jackson, MI
  Parma, MI
  Albion, MI
• 2004-07-26 → 2008-03-04
  Ifmg Securities, Inc.
  Brooklyn, MI
  Vandercook, MI
  Parma, MI
  Holt, MI
  Manchester Township, MI
  Jackson, MI
  Jackson, MI
  Jackson, MI
  Jackson, MI

Other Businesses

1- 12/2023 / Eaton Financial Services / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mnth / 40 hrs during trading / start date 12/18/2023 2- 12/19/2024 - NFP - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 02/12/2024 - 2 hours per month/ during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-12-09
• S63 Uniform Securities Agent State Law Examination
  1989-05-11

Other Names

• Lance Wayne Roe