Scott Clarkson Pandillo

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-07-10
TN	RA	APPROVED	2025-07-10

NY RA
APPROVED

Since 2025-07-10
TN RA
APPROVED

Since 2025-07-10

Branch Locations

Franklin, TN • United States

906 Spencer Street Suite 204, Syracuse, NY 13204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Next Finanical Group	Syracuse	NY	11/2013	07/2025
Liberty Wealth Management, Llc	Syracuse	NY	11/2013	Present
Lpl Financial Llc	Franklin	TN	07/2025	Present

11/2013 → 07/2025

Next Finanical Group

Syracuse, NY
11/2013 → Present

Liberty Wealth Management, Llc

Syracuse, NY
07/2025 → Present

Lpl Financial Llc

Franklin, TN

Previous Registrations

2017-04-19 → 2025-07-10

Next Financial Group, Inc.

Syracuse, NY

Houston, TX

Franklin, TN

Other Businesses

1. 07/2025 - Liberty Wealth Management, LLC - DBA for LPL Business (entity for LPL business) - Franklin, TN - INV REL - Start Date 11/01/2013 - 140hrs/mth | 120hrs during trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-04-12
S63	Uniform Securities Agent State Law Examination	1989-07-31

S65 Uniform Investment Adviser Law Examination

2017-04-12
S63 Uniform Securities Agent State Law Examination

1989-07-31

View on SEC IAPD