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Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-03-18
CO RA APPROVED 2023-07-05
TX RA APPROVED_RES 2023-07-05
  • CA RA
    APPROVED
    Since 2025-03-18
  • CO RA
    APPROVED
    Since 2023-07-05
  • TX RA
    APPROVED_RES
    Since 2023-07-05

Branch Locations

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

7800 E Union Ave Suite 450, Denver, CO 80237 • United States

Franktown, CO • United States

La Quinta, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Denver CO 05/2001 06/2025
Ryan Financial Inc. Denver CO 01/2000 06/2023
Ryan Financial, Inc. Denver CO 01/2019 06/2023
Wealth Enhancement Group Denver CO 07/2023 Present
Wealth Enhancement Advisory Services Denver CO 07/2023 Present
Wealth Enhancement Brokerage Services Denver CO 07/2023 Present
  • 05/2001 → 06/2025
    Denver, CO
  • 01/2000 → 06/2023
    Ryan Financial Inc.
    Denver, CO
  • 01/2019 → 06/2023
    Ryan Financial, Inc.
    Denver, CO
  • 07/2023 → Present
    Wealth Enhancement Group
    Denver, CO
  • 07/2023 → Present
    Wealth Enhancement Advisory Services
    Denver, CO
  • 07/2023 → Present
    Wealth Enhancement Brokerage Services
    Denver, CO
Previous Registrations
  • 2015-04-22 → 2023-07-10
    Ryan Financial Inc.
    Denver, CO
  • 2001-07-23 → 2020-10-06
    Littleton, CO
    Centennial, CO
    Denver, CO
    Denver, CO
    Denver, CO
    Denver, CO
    Franktown, CO
Other Businesses

1. 11/12/2003 - REAL ESTATE RENTAL - INV REL - RYAN INVESTMENT PROPERTIES - RENTAL UNIT. 2. 9/16/2005 - NON-VARIABLE INSURANCE - FIXED INSURANCE PRODUCTS. - DENVER, CO. 3. 07/23/2013 - ACT IN A FIDUCIARY CAPACITY - TRUSTEE FOR THE AARON LEHMAN TRUST. --- AARON LEHMAN IS MY COUSIN. 4. 12/1/2023: Wealth Enhancement Advisory Services; At reported business location(s); Inv. related; start date 7/1/2023: 160hrs/mo. during trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-09-21
S63 Uniform Securities Agent State Law Examination 1989-05-31
  • S65 Uniform Investment Adviser Law Examination
    1999-09-21
  • S63 Uniform Securities Agent State Law Examination
    1989-05-31
Designations
  • Certified Financial Planner
Other Names
  • Bob Ryan

View on SEC IAPD

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