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300 Parkland Plaza, Ann Arbor, MI 48103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-06-17 |
Branch Locations
1826 W. Kettleman Ln, Suite A-2, Lodi, CA 95242 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Financial West Group | Westlake Village | CA | 10/2000 | 08/2017 |
| Western International Securities, Inc. | Pasadena | CA | 08/2017 | 06/2024 |
| Parkland Securities, Llc | Ann Arbor | MI | 06/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-07-01 |
| S63 | Uniform Securities Agent State Law Examination | 1989-06-16 |
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