Roderick Michael Hendry

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → 05/2022
  Morgan Stanley Smith Barney Llc
  Palm Desert, CA
• 01/2015 → 05/2022
  Morgan Stanley Private Bank, N.A.
  New York, NY
• 05/2022 → Present
  Raymond James Financial Services, Inc.
  Palm Desert, CA
• 05/2022 → Present
  Raymond James Financial Services Advisors, Inc.
  Palm Desert, CA
• 05/2022 → 03/2023
  Concurrent Advisors
  Palm Desert, CA

Previous Registrations

• 2009-06-01 → 2022-06-03
  Morgan Stanley
  Indian Wells, CA
  Palm Desert, CA
• 2008-10-28 → 2009-06-01
  Morgan Stanley & Co. Llc
  Palm Desert, CA
• 1997-07-08 → 2008-11-06
  Citigroup Global Markets Inc.
  Palm Desert, CA
  Palm Desert, CA

Other Businesses

(1)Name of Business: Hendry Integrated Wealth Strategies Address: 74-710 Highway 111, Palm Desert, CA, 92260, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 05/27/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: I provide investment services, products, and advice.

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-06-15
• S63 Uniform Securities Agent State Law Examination
  1989-06-02

Designations

• Certified Financial Planner

Other Names

• Rod Hendry