Paul Michael Johnson

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 06/2021
  Voya Financial Advisors
  Clemmons, NC
• 06/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2004-01-01 → 2021-06-09
  Voya Financial Advisors, Inc.
  Ellicott City, MD
  Clemmons, NC
  Des Moines, IA
  Pittsburgh, PA
  Windsor, CT
  Greenville, SC
• 2002-07-24 → 2004-01-01
  Locust Street Securities, Inc.
  Clemmons, NC

Other Businesses

1) NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 6645 VALLEYOAK DR; CLEMMONS; NC; 27012; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 7/7/2005; 40; 40; SALES OF FIXED INSURANCE PRODUCTS; 2) NAME OF ENTITY:NAIFA-NC; No; 4600 PARK RD #303; CHARLOTTE; NC; 28209; NETWORKING; GOVERNMENT REALTIONS COMMITTEE MEMBER; 5/3/2017; 5; 5; INFORM MEMBERS OF POLITICAL ACTIVITIES & LOBBY LEGISLATORS IN NC; 3) NAME OF OTHER BUSINESS: NAIFA NORTH CAROLINA GOVERNMENT RELATIONS COMMITTEE, INVESTMENT RELATED: NO, ADDRESS: 15720 BRIXHAM HILL AVE, #300, CHARLOTTE, NC, 28277, NATURE OF BUSINESS: NON-PROFIT, START DATE: 02/2022, POSITION/TITLE/RELATIONSHIP: VICE CHAIR, APX NUMBER OF HOURS PER WEEK: 3, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: ASSIST CHAIR WITH LEADERSHIP, SERVICE TO NC COMMITTEE, RELATIONS WITH NATIONAL, SEEKING DONORS, MEETINGS WITH LEGISLATORS AND GOVERNMENT OFFICIALS, INFORM MEMBERS ON VALUE OF GOVERNMENTAL RELATIONS; 4) NAME OF OTHER BUSINESS: NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS NORTH CAROLINA CHAPTER; INVESTMENT RELATED: NO; ADDRESS: 15720 BRIXHAM HILL AVE, CHARLOTTE, NC 28277; NATURE OF BUSINESS: BOARD; START DATE: 1/2026; POSITION/TITLE/RELATIONSHIP: PRESIDENT ELECT; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 4; BRIEF DESCRIPTION OF DUTIES: PARTICIPATE ON THE BOARD, SET PLANS FOR POSITIONS FOR THE YEAR;

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-05-22
• S63 Uniform Securities Agent State Law Examination
  1989-07-25