Steven Robert Beck

Current Employers

Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2006-01-03

WA RA
APPROVED

Since 2006-01-03

Branch Locations

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

511 River Road, Puyallup, WA 98371 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Montgomery Ward	Lakewood	CA	06/1986	Present
Key Investment Services Llc	Tacoma	WA	12/2005	Present

06/1986 → Present

Montgomery Ward

Lakewood, CA
12/2005 → Present

Key Investment Services Llc

Tacoma, WA

Previous Registrations

1999-05-15 → 2005-12-31

Keybanc Capital Markets Inc.

Tacoma, WA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-05-08
S63	Uniform Securities Agent State Law Examination	1989-11-10

S65 Uniform Investment Adviser Law Examination

1996-05-08
S63 Uniform Securities Agent State Law Examination

1989-11-10

View on SEC IAPD

Current Employers

Key Investment Services Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews