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Harry Mark Purcel

Berthel, Fisher & Company Financial Services, Inc.

Corcoran, MN

CRD 1949430

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Employer firm

Berthel, Fisher & Company Financial Services, Inc. CRD 13609

$906M regulatory AUM 6 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Berthel, Fisher & Company Financial Services, Inc.

4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2015-01-14
MN RA APPROVED 2014-01-31
  • IL RA
    APPROVED
    Since 2015-01-14
  • MN RA
    APPROVED
    Since 2014-01-31

Branch Locations

Corcoran, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Berthel Fisher And Company Financial Services Inc. Plymouth MN 08/2004 Present
  • 08/2004 → Present
    Berthel Fisher And Company Financial Services Inc.
    Plymouth, MN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-10-29
S63 Uniform Securities Agent State Law Examination 1989-10-27
  • S65 Uniform Investment Adviser Law Examination
    1999-10-29
  • S63 Uniform Securities Agent State Law Examination
    1989-10-27
Other Names
  • Mark Harry Purcel

View on SEC IAPD

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