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Peter Cunningham Trigg

Ubs Financial Services Inc.

Weehawken, NJ

Buffalo, NY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-26
TX RA APPROVED_RES 2007-02-28
CA RA APPROVED 2007-02-09
  • NY RA
    APPROVED
    Since 2021-10-26
  • TX RA
    APPROVED_RES
    Since 2007-02-28
  • CA RA
    APPROVED
    Since 2007-02-09

Branch Locations

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

250 Delaware Avenue, Buffalo, NY 14202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mcdonald Investments Inc. Williamsville NY 09/1998 Present
Ubs Financial Services Inc. Williamsville NY 02/2007 Present
Previous Registrations
  • 2006-11-08 → 2007-02-09
    Keybanc Capital Markets Inc.
    Williamsville, NY
    Williamsville, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-06-19
S63 Uniform Securities Agent State Law Examination 1989-05-31
  • S65 Uniform Investment Adviser Law Examination
    1992-06-19
  • S63 Uniform Securities Agent State Law Examination
    1989-05-31

View on SEC IAPD

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