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Current Employers
Geneos Wealth Management, Inc.

9635 Maroon Circle Suite 100, Englewood, CO 80112 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2006-12-01
  • MD RA
    APPROVED
    Since 2006-12-01

Branch Locations

Union Bridge, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Geneos Wealth Management, Inc. Union Bridge MD 10/2006 Present
Previous Registrations
  • 2003-11-11 → 2006-12-07
    Osaic Fa, Inc.
    Frederick, MD
    Frederick, MD
Other Businesses

1) DBA: WILL USE CAROL H CHANEY CTFA LOCATED AT BRANCH LOCATION. 2) INDEPENDENT REP WITH VARIOUS FIXED INSURANCE COMPANIES. 3) 4H LIVESTOCK INCOME.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-10-28
  • S66 Uniform Combined State Law Examination
    2003-10-28
Other Names
  • Carol Lynn Hodiak
  • Carol Hodiak Chaney
  • Carol Lynn Hodiak

View on SEC IAPD

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