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Current Employers
Alliant Securities, Inc. Turner, Nord, Kienbaum

695 North Legacy Ridge Drive Suite 300, Liberty Lake, WA 99019 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2022-08-04
CA RA APPROVED 2021-05-28
OR RA APPROVED 2018-11-27
ID RA APPROVED 2018-11-15
WA RA APPROVED 2007-09-27
  • AZ RA
    APPROVED
    Since 2022-08-04
  • CA RA
    APPROVED
    Since 2021-05-28
  • OR RA
    APPROVED
    Since 2018-11-27
  • ID RA
    APPROVED
    Since 2018-11-15
  • WA RA
    APPROVED
    Since 2007-09-27

Branch Locations

695 North Legacy Ridge Drive Suite 300, Liberty Lake, WA 99019 • UNITED STATES

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alliant Securities, Inc. Spokane WA 01/2004 Present
  • 01/2004 → Present
    Alliant Securities, Inc.
    Spokane, WA
Previous Registrations
Other Businesses

I OWN RENTAL PROPERTY. I HAVE OWNED IT FOR 10+ YEARS. IT IS NOT INVESTMENT-RELATED. I AM A SOLE PROPRIETOR, AND HAVE A 3-4 HR. PER WEEKEND TIME COMMITTMENT. THIS ACTIVITY DOES NOT INTERFERE OR CROSS-OVER INTO SECURITIES TRADING HOURS. MY DUTIES ARE MAINTENANCE RELATED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-10-08
S63 Uniform Securities Agent State Law Examination 1989-06-20
  • S65 Uniform Investment Adviser Law Examination
    1999-10-08
  • S63 Uniform Securities Agent State Law Examination
    1989-06-20

View on SEC IAPD

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