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Kevin John Sweeney

Biltmore Wealth Management, LLC

Tempe, AZ

CRD 3256045

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Employer firm

Biltmore Wealth Management, LLC CRD 151365

$440M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Biltmore Wealth Management, Llc

1400 E. Southern Avenue Suite 650, Tempe, AZ 85282 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2010-07-06
AZ RA APPROVED 2010-01-28
  • TX RA
    APPROVED
    Since 2010-07-06
  • AZ RA
    APPROVED
    Since 2010-01-28

Branch Locations

1400 E. Southern Avenue Suite 650, Tempe, AZ 85282 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Biltmore Wealth Management, Llc Tempe AZ 01/2010 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-01-26
S63 Uniform Securities Agent State Law Examination 1999-08-27
  • S65 Uniform Investment Adviser Law Examination
    2010-01-26
  • S63 Uniform Securities Agent State Law Examination
    1999-08-27
Designations
  • Certified Financial Planner

View on SEC IAPD

Nearby Firms

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EDWARD JONES
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Nearby Investors

David Erick Rosendahl
Teresa Valencia Schlafly
Sheree Louise Drake

Nearby Offices

OLIVE STREET INVESTMENT ADVISERS, LLC · ST. LOUIS, MO
EDWARD JONES · ST. LOUIS, MO
J.P. MORGAN SECURITIES LLC · Des Peres, MO

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