Best Investors Account Sign in
Inactive

Kevin John Sweeney

Biltmore Wealth Management, LLC

Tempe, AZ

Claim This Profile
Current Employers
Biltmore Wealth Management, Llc

1400 E. Southern Avenue Suite 650, Tempe, AZ 85282 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2010-07-06
AZ RA APPROVED 2010-01-28
  • TX RA
    APPROVED
    Since 2010-07-06
  • AZ RA
    APPROVED
    Since 2010-01-28

Branch Locations

1400 E. Southern Avenue Suite 650, Tempe, AZ 85282 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Biltmore Wealth Management, Llc Tempe AZ 01/2010 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-01-26
S63 Uniform Securities Agent State Law Examination 1999-08-27
  • S65 Uniform Investment Adviser Law Examination
    2010-01-26
  • S63 Uniform Securities Agent State Law Examination
    1999-08-27
Designations

View on SEC IAPD

Other Firms

OLIVE STREET INVESTMENT ADVISERS, LLC
EDWARD JONES
J.P. MORGAN SECURITIES LLC
U.S. BANCORP ADVISORS, LLC
LPL FINANCIAL LLC
AQUILANT ADVISORS
ATROPOS CAPITAL MANAGEMENT, LLC
VIAGEM, LLC

Other Investors

David Erick Rosendahl
Teresa Valencia Schlafly
Sheree Louise Drake
AMY MARIE STARZYK
ANN MARIE OVERCASH
Stephen Wayne Barbour
JEREMY JOSEPH THARP
ANTHONY ALFRED OCCHINO

Other Offices

OLIVE STREET INVESTMENT ADVISERS, LLC · ST. LOUIS, MO
EDWARD JONES · ST. LOUIS, MO
J.P. MORGAN SECURITIES LLC · Des Peres, MO
U.S. BANCORP ADVISORS, LLC · Des Peres, MO
LPL FINANCIAL LLC · DES PERES, MO
AQUILANT ADVISORS · ST. LOUIS, MO
ATROPOS CAPITAL MANAGEMENT, LLC · ST. LOUIS, MO
VIAGEM, LLC · ST. LOUIS, MO

More in Tempe, AZ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor