Michael R. Duckworth

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2013 → Present
  J.P. Morgan Securities Llc
  Los Angeles, CA
• 06/2013 → Present
  Jpmorgan Chase Bank, N.A.
  Los Angeles, CA

Other Businesses

Entity Name: Northeast Grocery, Inc which is a holding company for the merger of Tops Markets and Price Choppers Investment related: N Address: Tops Markets 5274 Main & Union Williamsville New York 14221 topsmarkets.com Price Choppers 461 Nott Street Schenectady, NY 12308 pricechopper.com Nature of the other business: commerce Position/Title/Relationship: Board Member Start Date: 11/08/2021 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0-10 Briefly describe your duties: Tops Market and Price Choppers are merging. This will be a private company. I will be a traditional board member as selected by the PE funds leading the deal (HG Vora and Silverpoint Capital). This is NOT similar to my JPMC role. Entity Name: Manhattan Beach Education Foundation Endowment (MBEF Endowment) Investment related: No Address: http://endowment.mbef.org Manhattan Beach, CA Nature of the other business: Provides funding for the Manhattan Beach public schools. Position/Title/Relationship: Director; Officer Start Date: 01-Jul-2014 Approximate # of hours a month: 8-12 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Represent organization at events. Fund raising.

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-10-25
• S63 Uniform Securities Agent State Law Examination
  2013-08-27

Other Names

• Mike Duckworth
• Michael Raymond Duckworth