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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-02-13 |
| CA | RA | APPROVED | 2012-02-06 |
Branch Locations
1999 Avenue Of The Stars Suite 2400, Los Angeles, CA 90067 • United States
Oak Park, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Los Angeles | CA | 12/2011 | Present |
2) Oak Park High School-Coach; Not investment related; Oak Park, CA; Coach football and track; Coach; Start date: 02/2012; During business hours: 0; After business hours: 15
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-04-02 |
| S63 | Uniform Securities Agent State Law Examination | 1991-01-22 |
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