Stephen Andrew Serati

Current Employers

Employment History

• 12/2004 → 09/2020
  Securities Service Network, Inc.
  Chesterfield, MO
• 12/2004 → 09/2020
  Ssn Advisory, Inc.
  Chesterfield, MO
• 09/2020 → 06/2024
  Securities America, Inc.
  Chesterfield, MO
• 09/2020 → 06/2024
  Securities America Advisors, Inc.
  Punta Gorda, FL
• 06/2024 → Present
  Osaic Wealth, Inc.
  Punta Gorda, FL

Previous Registrations

• 2020-09-18 → 2024-06-14
  Securities America Advisors, Inc.
  Punta Gorda, FL
• 2004-12-06 → 2020-09-18
  Ssn Advisory, Inc.
  Chesterfield, MO
  Punta Gorda, FL
• 2003-03-19 → 2004-12-06
  Msi Financial Services, Inc.
  Chesterfield, MO
• 1999-11-17 → 2003-06-09
  Osaic Wealth, Inc.
  St. Louis, MO
• 1999-10-13 → 2003-02-28
  Plaza Financial Advisors Inc
  St. Louis, MO

Other Businesses

1. MILLENIA INVESTMENTS -16100 CHESTERFIELD PARKWAY WEST SUITE 165 CHESTERFIELD, MO 63017 - 04/2013 START - INVESTMENT RELATED - WE ARE CHANGING OUR NAME TO MILLENIA INVESTMENTS FROM MILLENIA ADVISORS. THIS IS THE COMPANY NAME THAT WE WILL BE USING TO SOLICIT SECURITIES AND VARIABLE LIFE AND EQUITY INDEXED ANNUITY BUSINESS. - I AM A 50/50 PARTNER IS THIS BUSINESS WITH LEE NEUMAN Y87 - PRIVATE CORP - 160 TRADING HRS/MO 2. MILLENIA ADVISORS POSITION: Partner NATURE: Insurance agency INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 03/10/2006 ADDRESS: 16100 Chesterfield Parkway West, Suite 165, Chesterfield MO 63017 DESCRIPTION: Insurance 3. DBA - Millenia Investments, LLC 4. MILLENIA INVESTMENTS POSITION: Sales NATURE: Life insurance, disability insurance sales, fixed annuity sales, long-term care insurance sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/1990 ADDRESS: 16100 Chesterfield Parkway West, Chesterfield MO 63017, United States DESCRIPTION: Insurance and fixed annuity sales 5. MILLENIA INVESTMENTS LLC POSITION: Investment advisor/broker NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 16 START DATE: 08/02/2016 ADDRESS: 3000 Broadway, Mt Vernon IL 62864, United States DESCRIPTION: Provide investment planning and advice 6. MT VERNON IL SUB-LEASE POSITION: Lessee NATURE: We lease office space from a landlord, and we sub-lease a portion of the office to another person. This person, who subleases, is a securities client of mine. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/12/2018 ADDRESS: 3000 Broadway, Mt Vernon IL 62864, United States DESCRIPTION: Sublease space to another person and collect rent.

Exams

• S66 Uniform Combined State Law Examination
  2025-08-21
• S63 Uniform Securities Agent State Law Examination
  1989-07-24