Kimberly Ann Loughlin

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Charlotte, NC

Previous Registrations

• 2001-12-31 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Charlotte, NC
  Charlotte, NC
  Boston, MA
  Boston, MA
  Charlotte, NC

Other Businesses

I*: 2430304 Entity Type: Fiduciary role Name of OBA: K. C. L., Jr Address: Charlotte, NC 28278 Investment Related: No Position, Title, Association: Executor, Power of Attorney Employee Start Date: 04/29/2025 Number of Hours: 1 hr mthly Number of Hours during trading: 0 Duties: Executor, Power of Attorney for parents

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-11-13
• S63 Uniform Securities Agent State Law Examination
  1994-05-03

Other Names

• Kimberly Ann Loughlin