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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2009-08-28 |
| TX | RA | APPROVED | 2009-08-21 |
Branch Locations
301 Ocean Ave. Suite C, Melbourne Beach, FL 32951 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Melbourne Beach | FL | 08/2009 | Present |
(1) 11/01/2010: Mullen Financial Corp. - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (2) 09/08/2016: No Business Name - Real Estate Rental - Investment Related - 305 Avenue B Melbourne Beach Fl, 32951 - Start 08/31/2016 - 5 Hr/Mo; 0 Hour(s) During Securities Trading - Renting two rooms on air B&B in my home
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-10-09 |
| S63 | Uniform Securities Agent State Law Examination | 1989-07-21 |
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