Richard Alen Hague

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2004 → 06/2024
  Securities America Advisors, Inc
  Omaha, NE
• 03/2004 → 06/2024
  Securities America, Inc
  Omaha, NE
• 11/2001 → Present
  Richard Hague
  Omaha, NE
• 06/2024 → Present
  Osaic Wealth, Inc.
  Papillion, NE
• 06/2024 → Present
  Osaic Wealth, Inc.
  Papillion, NE

Previous Registrations

• 2004-03-12 → 2024-06-14
  Securities America Advisors, Inc.
  Omaha, NE
  Omaha, NE
  Omaha, NE
• 2000-02-04 → 2004-03-04
  Gwr Investments, Inc.
  Omaha, NE

Other Businesses

1. NON-SECURITY INSURANCE POSITION: sales NATURE: Term insurance. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 01/02/2004 ADDRESS: 618 S WASHINGTON ST, PAPILLION NE 68046 DESCRIPTION: I sell Long Term care or term insurance when my securities clients ask for help.

Exams

• S63 Uniform Securities Agent State Law Examination
  1989-06-23

Other Names

• Richard Allen Hague
• Rick Hague