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Sarah Kay Johnston

Wells Fargo Advisors Financial Network, LLC

Davenport, IA

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2025-04-16
TX RA APPROVED 2025-04-16
  • IA RA
    APPROVED
    Since 2025-04-16
  • TX RA
    APPROVED
    Since 2025-04-16

Branch Locations

4300 East 53Rd St Suite 102 , Davenport, IA 52807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Des Moines IA 06/2016 11/2016
Wells Fargo Clearing Services, Llc Des Moines IA 11/2016 04/2025
Wells Fargo Advisors Financial Network, Llc Davenport IA 04/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-25
S63 Uniform Securities Agent State Law Examination 1989-05-05
  • S66 Uniform Combined State Law Examination
    2005-10-25
  • S63 Uniform Securities Agent State Law Examination
    1989-05-05
Other Names
  • Sarah K Hoon
  • Sarah Kay Johnston
  • Sarah Johnston

View on SEC IAPD

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Other Offices

ROBERT W. BAIRD & CO. INCORPORATED · Quad Cities, IA
EDWARD JONES · Davenport, IA
MATHESON & ROCK WEALTH MANAGEMENT, LLC · DAVENPORT, IA
STATE FARM INVESTMENT MANAGEMENT CORP. · Davenport, IA
STATE FARM INVESTMENT MANAGEMENT CORP. · DAVENPORT, IA
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