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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-09
TX RA APPROVED_RES 2019-02-06
PA RA APPROVED 2014-03-14
  • NY RA
    APPROVED
    Since 2021-05-09
  • TX RA
    APPROVED_RES
    Since 2019-02-06
  • PA RA
    APPROVED
    Since 2014-03-14

Branch Locations

22 Corporate Woods Boulevard 4Th Floor, Albany, NY 12211 • United States

60 Railroad Place Suite 405, Saratoga Springs, NY 12866 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Albany NY 02/2014 01/2024
Janney Montgomery Scott Llc Albany NY 01/2024 Present
Other Businesses

1) Columbia Greene Community College, Hudson, New York; Not Investment Related; Nature: Education/Local Community College; Title/Position: Trustee; Duties: Attend Quarterly Board Meetings; Devotes 2 hours/month; Start 06/15/2022; Not compensated. 2) Columbia Green Community College, Hudson, NY. Secretary, Board of Trustees (04/2024) - Assist in the Administration of the Board of Trustees. Not compensated, not investment related, 1 hour/month. 3) Columbia Green Community College, Hudson, NY. Vice Chairman, Board of Trustees (07/2021) - Assist the Chairman in the administration of the Board. Not compensated, not investment related, 2 hours/month. 4) Columbia Green Community College Foundation, Hudson, NY. Member-Audit Committee (04/2018) - Interact with auditors on behalf of the foundation board. Not compensated, not investment related, 2 hours/month. 5. Columbia County Planning Board, Hudson, NY. Member of Planning Board (09/2026) - Help ensure proposed plans conform to community standards and regulations. Not investment related, not compensated, 2 hours/month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-15
S65 Uniform Investment Adviser Law Examination 1995-12-18
S63 Uniform Securities Agent State Law Examination 1989-06-02
  • S66 Uniform Combined State Law Examination
    2004-12-15
  • S65 Uniform Investment Adviser Law Examination
    1995-12-18
  • S63 Uniform Securities Agent State Law Examination
    1989-06-02
Other Names
  • Charles Bruce Millar
  • Charles B. Millar

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