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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-09 |
| TX | RA | APPROVED_RES | 2019-02-06 |
| PA | RA | APPROVED | 2014-03-14 |
Branch Locations
22 Corporate Woods Boulevard 4Th Floor, Albany, NY 12211 • United States
60 Railroad Place Suite 405, Saratoga Springs, NY 12866 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott Llc | Albany | NY | 02/2014 | 01/2024 |
| Janney Montgomery Scott Llc | Albany | NY | 01/2024 | Present |
1) Columbia Greene Community College, Hudson, New York; Not Investment Related; Nature: Education/Local Community College; Title/Position: Trustee; Duties: Attend Quarterly Board Meetings; Devotes 2 hours/month; Start 06/15/2022; Not compensated. 2) Columbia Green Community College, Hudson, NY. Secretary, Board of Trustees (04/2024) - Assist in the Administration of the Board of Trustees. Not compensated, not investment related, 1 hour/month. 3) Columbia Green Community College, Hudson, NY. Vice Chairman, Board of Trustees (07/2021) - Assist the Chairman in the administration of the Board. Not compensated, not investment related, 2 hours/month. 4) Columbia Green Community College Foundation, Hudson, NY. Member-Audit Committee (04/2018) - Interact with auditors on behalf of the foundation board. Not compensated, not investment related, 2 hours/month. 5. Columbia County Planning Board, Hudson, NY. Member of Planning Board (09/2026) - Help ensure proposed plans conform to community standards and regulations. Not investment related, not compensated, 2 hours/month.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-12-15 |
| S65 | Uniform Investment Adviser Law Examination | 1995-12-18 |
| S63 | Uniform Securities Agent State Law Examination | 1989-06-02 |
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