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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-01-31 |
| PR | RA | APPROVED | 2016-04-05 |
Branch Locations
Plaza 273 Suite 1400 Ponce De Leon Avenue, San Juan, PR 00917 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massachusetts Mutual Life Insurance Co | San Juan | PR | 01/2016 | Present |
| Mml Investors Services, Llc | San Juan | PR | 02/2016 | Present |
1) NAME: ADALBERTO QUINONES INSURANCE BROKER INV REL: Y ADD: APT 104 A SUNSET VIEW BAYAMON PR 00859 NATURE: LIFE POSITION: AGENT START DATE: 2008 NO HRS/MO: 10 NO HRS/MO TRADING TIME: 4 2) NAME: HIGHVEIW ADVICE, LLC. INV REL: Y ADD: RESIDENTIAL ADDRESS NATURE: PASS THROUGH COMPENSATION POSITION: PRESIDENT/MANAGING MEMBER START DATE: 02/01/2026 NO. HR/MO: 50 NO. HR/MO DURING SEC TRADING: 50 DESCRIBE DUTIES: OWNER/ADMINISTRATION
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-04-04 |
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