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6805 Capital Of Texas Highway Suite 350, Austin, TX 78731 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-03-19 |
Branch Locations
1700 Pacific Ave, Ste 4650, Dallas, TX 75201 • United States
6805 Capital Of Texas Highway Suite 350, Austin, TX 78731 • United States
1700 Pacific Ave., Suite 4650, Dallas, TX 75201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Samco Capital Markets, Inc. | Dallas | TX | 10/2005 | Present |
| Samco Proprietary Trading, Inc. | Dallas | TX | 07/2023 | Present |
PROVINCIAL FOUNDATION: PRESIDENT; HIGHLAND PARK ISD: FINANCE COMMITTEE. 10 HOURS A WEEK, NON-BUSINESS HOURS, 3 HOUR A WEEK DURING BUSINESS HOURS. Officiate US Lacrosse certified women's Level 3 and Collegiate rating with CWLOA. Seasonal, not investment related, not during business hours. Payment per game officiated; various from high school to college. DXP Enterprises, Inc. (DXPE): is engaged in the business of distributing maintenance, repair and operating (MRO) products, equipment and service to industrial customers, 10 hours a month (5 hours a month during business hours), not investment related, Board of Directors - Audit Committee Chairman. SAMCO Proprietary Trading, Inc.; investment related, Chairman/Director, 10 hours a month during business hours. Ron Sturgeon Family Foundation, Treasurer, accounting for the foundation. USA Lacrosse: Audit sub-committee, unpaid, nonprofit.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-08-07 |
| S63 | Uniform Securities Agent State Law Examination | 2001-10-29 |
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