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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 1989-06-08 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Irving | TX | 03/1989 | Present |
| Bank Of America, N.A. | Plano | TX | 05/2011 | Present |
I*510909 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: New Braunfels, Texas, 78130 Nature of business: Position, title, association: Sole owner, Start date of relationship: 7/1/2021 Number of hours devoted: 1 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , I*491092, Entity Type: , Name of OBA: L L F, Address: Lewisville, Texas, 75056, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 19-Oct-2018, No Hours: 0.33 Monthly, No Hours during Trading: 0 Monthly, Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-08-23 |
| S63 | Uniform Securities Agent State Law Examination | 1989-05-26 |
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