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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2022-01-27 |
| NY | RA | APPROVED | 2021-05-03 |
| CO | RA | APPROVED | 2020-09-11 |
| TX | RA | APPROVED | 2014-06-06 |
| AZ | RA | APPROVED | 2013-07-31 |
Branch Locations
444 W Broadway Rd, Tempe, AZ 85282 • United States
1111 Polaris Parkway, Floor 3J, Columbus, OH 43240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | Phoenix | AZ | 07/2013 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-07-30 |
| S63 | Uniform Securities Agent State Law Examination | 1994-05-16 |
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