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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-07-20
TX RA APPROVED 2018-07-19
  • FL RA
    APPROVED
    Since 2018-07-20
  • TX RA
    APPROVED
    Since 2018-07-19

Branch Locations

1450 Brickell Avenue 15Th Floor, Miami, FL 33131 • United States

Coral Gables,, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Goldman, Sachs & Co. Miami FL 08/1990 06/2018
Jpmorgan Chase Bank, N.A. Miami FL 06/2018 Present
Jpmorgan Securities, Llc. Miami FL 06/2018 Present
54B Anchor Drive Llc Coral Gables FL 03/2019 03/2021
Eagles Nest L60 Llc Coral Gables FL 03/2019 01/2021
31A Pumpkin Cay Road Llc Coral Gables FL 01/2021 Present
Es-30 Orc Llc Coral Gables FL 02/2026 Present
  • 08/1990 → 06/2018
    Goldman, Sachs & Co.
    Miami, FL
  • 06/2018 → Present
    Jpmorgan Chase Bank, N.A.
    Miami, FL
  • 06/2018 → Present
    Jpmorgan Securities, Llc.
    Miami, FL
  • 03/2019 → 03/2021
    54B Anchor Drive Llc
    Coral Gables, FL
  • 03/2019 → 01/2021
    Eagles Nest L60 Llc
    Coral Gables, FL
  • 01/2021 → Present
    31A Pumpkin Cay Road Llc
    Coral Gables, FL
  • 02/2026 → Present
    Es-30 Orc Llc
    Coral Gables, FL
Other Businesses

Entity Name: ES-30 ORC LLC Investment related: No Address: Private Residence Nature of the other business: Holding Company Position/Title/Relationship: Owner/Partner Start Date: 02/27/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: This is a personal holding company that will hold real estate for personal use (a dock slip for my boat). I am the beneficial owner of the LLC. Entity Name: 31A Pumpkin Cay Road LLC Investment related: Y Address: Coral Gables, FL 33156 Nature of the other business: Real Estate Position/Title/Relationship: Owner Start Date: 01/25/2021 "Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0-1 during trading Briefly describe your duties: This LLC will own my family's second home in Key Largo, FL. I will own the property through a single member LLC Effective 6/21/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-19
S65 Uniform Investment Adviser Law Examination 1999-10-14
S63 Uniform Securities Agent State Law Examination 1990-11-13
  • S66 Uniform Combined State Law Examination
    2018-07-19
  • S65 Uniform Investment Adviser Law Examination
    1999-10-14
  • S63 Uniform Securities Agent State Law Examination
    1990-11-13

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