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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2018-07-20 |
| TX | RA | APPROVED | 2018-07-19 |
Branch Locations
1450 Brickell Avenue 15Th Floor, Miami, FL 33131 • United States
Coral Gables,, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Goldman, Sachs & Co. | Miami | FL | 08/1990 | 06/2018 |
| Jpmorgan Chase Bank, N.A. | Miami | FL | 06/2018 | Present |
| Jpmorgan Securities, Llc. | Miami | FL | 06/2018 | Present |
| 54B Anchor Drive Llc | Coral Gables | FL | 03/2019 | 03/2021 |
| Eagles Nest L60 Llc | Coral Gables | FL | 03/2019 | 01/2021 |
| 31A Pumpkin Cay Road Llc | Coral Gables | FL | 01/2021 | Present |
| Es-30 Orc Llc | Coral Gables | FL | 02/2026 | Present |
Entity Name: ES-30 ORC LLC Investment related: No Address: Private Residence Nature of the other business: Holding Company Position/Title/Relationship: Owner/Partner Start Date: 02/27/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: This is a personal holding company that will hold real estate for personal use (a dock slip for my boat). I am the beneficial owner of the LLC. Entity Name: 31A Pumpkin Cay Road LLC Investment related: Y Address: Coral Gables, FL 33156 Nature of the other business: Real Estate Position/Title/Relationship: Owner Start Date: 01/25/2021 "Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0-1 during trading Briefly describe your duties: This LLC will own my family's second home in Key Largo, FL. I will own the property through a single member LLC Effective 6/21/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-07-19 |
| S65 | Uniform Investment Adviser Law Examination | 1999-10-14 |
| S63 | Uniform Securities Agent State Law Examination | 1990-11-13 |
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