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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2017-03-25
  • NH RA
    APPROVED
    Since 2017-03-25

Branch Locations

360 Route 101 Unit 2, Bedford, NH 03110 • United States

20 Mary E. Clark Drive Suite 9, Hampstead, NH 03841 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securites, Inc New York NY 08/2014 03/2017
Mass Mutual Life Insurance Company Hampstead NH 07/2016 Present
Mml Investors Services, Llc Hampstead NH 03/2017 Present
  • 08/2014 → 03/2017
    Metlife Securites, Inc
    New York, NY
  • 07/2016 → Present
    Mass Mutual Life Insurance Company
    Hampstead, NH
  • 03/2017 → Present
    Hampstead, NH
Previous Registrations
  • 2015-01-14 → 2018-02-01
    Manchester, NH
    Overland Park,, KS
  • 2014-08-22 → 2017-03-25
    Msi Financial Services, Inc.
    Manchester, NH
    Manchester, NH
  • 2010-02-17 → 2014-09-05
    Hampstead, NH
    Salem, NH
    Salem, NH
    Melville, NY
  • 2008-08-01 → 2010-02-12
    Salem, NH
    Salem, NH
  • 2005-12-07 → 2008-08-01
    1717 Capital Management Company
    Salem, NH
  • 2004-05-19 → 2005-08-16
    Metlife Investment Fund Services Llc
    Needham, MA
Other Businesses

(1)Name: Walter Jezak Inv rel: Y Add: 20 Mary E. Clark Drive, Suite 9, Hampstead, NH 03841 Nature: Outside Insurance Brokerage Position: Agent Start date: 09/01/2005 No. HR/MO: 5 No. HR/MO during sec trading: 5 Describe duties: Property/Casualty, group life, individual and group health (2)Name: Birchwood Financial Group, Inc Inv rel: Y Add: 20 Mary E. Clark Drive, Suite 9, Hampstead, NH 03841 Nature: Other; C-corp established for compensation and expenses Position: Owner Start date: 07/01/2021 No. HR/MO: 1 No. HR/MO during sec trading: 0 Describe duties: Administrative tasks, submitting required filings.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-05-18
S63 Uniform Securities Agent State Law Examination 1993-12-06
  • S65 Uniform Investment Adviser Law Examination
    2004-05-18
  • S63 Uniform Securities Agent State Law Examination
    1993-12-06
Other Names
  • Walter David Jezak
  • Walter D Jr Jezak
  • Walter David Jezak

View on SEC IAPD

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