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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-07-26 |
| MI | RA | APPROVED | 2023-10-30 |
Branch Locations
305 Madison Avenue, Morristown, NJ 07960 • United States
3155 W. Big Beaver Road, Suite 117, Troy, MI 48084 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Triad Financial Group | Troy | MI | 04/1990 | Present |
| Sigma Financial Corporation | Ann Arbor | MI | 05/1990 | 10/2023 |
| Sigma Planning Corporation | Ann Arbor | MI | 01/2003 | 10/2023 |
| Lpl Financial Llc | Troy | MI | 10/2023 | Present |
| Private Advisor Group, Llc | Morristown | NJ | 10/2023 | Present |
1) 09/29/2023 - DRAKE FINANCIAL SERVICES LLC - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 2) 09/29/2023 - Non-Variable Insurance - Visionary Marketing - Ml 48084 - Investment related - 10 Hours per month - Start date: 9/21/2023. 3) 11/01/2023 - Private Advisor Group, LLC - Registered Investment Advisor - Advisor - Investment Related - At Reported Business Location(s) - Start Date 09/21/2023 - 160 Hours Per Month/ 8 Hours During Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 10/24/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1989-04-28 |
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