Ann Baker Ronn

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2002 → 07/2018
  Afp Investment Advisory, Inc
  Houston, TX
• 01/2007 → 02/2026
  Ameritas Investment Corp.
  Lincoln, NE
• 01/2007 → 02/2026
  Ameritas Life Insurance Corp.
  Lincoln, NE
• 11/1989 → 07/2018
  The Afp Group
  Houston, TX
• 07/2013 → Present
  Income Protection Solutions, Inc
  Houston, TX
• 11/2021 → 02/2026
  Ameritas Advisory Services, Llc
  Lincoln, NE
• 02/2026 → Present
  Lpl Financial, Llc
  Houston, TX

Previous Registrations

• 2021-11-01 → 2026-03-06
  Ameritas Advisory Services, Llc
  Houston, TX
• 2007-01-24 → 2021-11-01
  Ameritas Investment Company, Llc
  Houston, TX
  Cincinnati, OH
  Houston, TX
  Lincoln, NE
  Austin, TX
  Glendale, AZ
  Austin, TX
  Lincoln, NE
  Omaha, NE
• 2003-01-01 → 2012-12-31
  The Afp Group
• 1992-02-21 → 2007-01-29
  Osaic Wealth, Inc.
  Houston, TX
  Houston, TX
• 2002-10-25 → 2002-12-31
  The Afp Group
  Houston, TX

Other Businesses

1. 2/2026 - Income Protection Solutions, Inc - DBA for LPL Business (entity for LPL business) - Investment Related - 0 Hour(s)/Month - 0 Hour(s) During Trading - At Reported business location(s) - OBA Start date: 2/20/2026 2. 2/2026 - The AFP Group - DBA for LPL Business (entity for LPL business) - Investment Related - 160 Hour(s)/Month -160 Hour(s) During Trading - At Reported business location(s) - OBA Start date: 2/20/2026 3. 2/2026 - TX Advantage - Non-Variable Insurance - Investment Related - 1 Hour(s)/Month -1 Hour(s) During Trading - Houston TX 77007 - OBA Start date: 01/01/2019

Exams

• S63 Uniform Securities Agent State Law Examination
  1989-08-14

Designations

• Chartered Financial Consultant