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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APP_PEND_IARCE 2026-01-01
  • SC RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Fort Mill, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bower Hill Capital Management Llc Presto PA 11/2015 10/2020
Sws Partners, Llc Columbus OH 11/2015 11/2016
Lpl Financial, Llc Pittsburgh PA 07/2017 11/2020
Global Retirement Partners, Llc San Rafael CA 07/2017 11/2020
Lpl Financial Llc Fort Mill SC 11/2020 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-11-27
S63 Uniform Securities Agent State Law Examination 2000-01-12
  • S65 Uniform Investment Adviser Law Examination
    2002-11-27
  • S63 Uniform Securities Agent State Law Examination
    2000-01-12
Designations

View on SEC IAPD

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