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Earl Byron Emery

LPl Financial LLC

Toledo, OH

Toledo, OH

CRD 1945753

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-03-10
TX RA APPROVED 2025-03-06
  • OH RA
    APPROVED
    Since 2025-03-10
  • TX RA
    APPROVED
    Since 2025-03-06

Branch Locations

Toledo, OH • United States

6029 Renaissance Pl Ste C, Toledo, OH 43623 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisors Llc Denver CO 01/2013 03/2025
Cetera Investment Advisers Llc Schaumburg IL 03/2024 03/2025
Lpl Financial Llc Toledo OH 03/2025 Present
Previous Registrations
Other Businesses

1 - 02/2025 - Momentum Wealth Partners - DBA for LPL Business (entity for LPL business) - Inv Related - At reported business location(s).

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-05-17
  • S63 Uniform Securities Agent State Law Examination
    1989-05-17
Designations
  • Chartered Financial Consultant
Other Names
  • Earl B Emery

View on SEC IAPD

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