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Kerry Keith Clapper

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Clearwater, FL

Clermont, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2001-02-02
FL RA APPROVED 2000-09-13
  • TX RA
    APPROVED_RES
    Since 2001-02-02
  • FL RA
    APPROVED
    Since 2000-09-13

Branch Locations

26301 Us Highway 19 N, Clearwater, FL 33761 • United States

Clermont, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith, Inc. Lakeland FL 08/2000 Present
Bank Of America, Na Clearwater FL 12/2009 Present
  • 08/2000 → Present
    Merrill Lynch, Pierce, Fenner & Smith, Inc.
    Lakeland, FL
  • 12/2009 → Present
    Bank Of America, Na
    Clearwater, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-04-22
S63 Uniform Securities Agent State Law Examination 1989-06-02
  • S65 Uniform Investment Adviser Law Examination
    1996-04-22
  • S63 Uniform Securities Agent State Law Examination
    1989-06-02

View on SEC IAPD

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