Best Investors
Account
Sign in
Best Investors
Account
Sign in
1801 Dove Street, Newport Beach, CA 92660 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2023-03-20 |
| VA | RA | APPROVED | 2023-03-13 |
| MI | RA | APPROVED | 2023-03-10 |
| NM | RA | APPROVED | 2023-03-09 |
| MD | RA | APPROVED | 2023-03-08 |
| HI | RA | APPROVED | 2016-03-17 |
| OR | RA | APPROVED | 2016-03-01 |
| NV | RA | APPROVED | 2014-06-25 |
| TX | RA | APPROVED_RES | 2014-06-25 |
| CO | RA | APPROVED | 2014-06-24 |
| WA | RA | APPROVED | 2014-06-20 |
| AZ | RA | APPROVED | 2008-06-04 |
| CA | RA | APPROVED | 2008-04-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Compak Asset Management | Newport Beach | CA | 04/2008 | Present |
| Compak Securities | Newport Beach | CA | 04/2008 | Present |
REGISTERED AS AN INVESTMENT ADVISOR WITH COMPAK ASSET MANAGEMENT. REGISTERED AS A REGISTERED REPRESENTATIVE WITH COMPAK SECURITIES, INC.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-04-18 |
| S63 | Uniform Securities Agent State Law Examination | 1989-07-03 |
Reach out to this advisor