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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MT RA APPROVED 2026-07-14
TX RA APPROVED 2025-08-07
NJ RA APPROVED 2025-07-01
  • MT RA
    APPROVED
    Since 2026-07-14
  • TX RA
    APPROVED
    Since 2025-08-07
  • NJ RA
    APPROVED
    Since 2025-07-01

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

115 W Century Rd, Paramus, NJ 07652 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ethan Y. Bordman Pllc Ridgewood NJ 10/2009 04/2025
Creatis Capital Llc New York NY 07/2015 11/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Paramus NJ 04/2025 Present
Cygnet Media Capital Llc Ridgewood NJ 03/2020 03/2025
Bank Of America, N.A. Paramus NJ 05/2025 Present
  • 10/2009 → 04/2025
    Ethan Y. Bordman Pllc
    Ridgewood, NJ
  • 07/2015 → 11/2019
    Creatis Capital Llc
    New York, NY
  • 04/2025 → Present
    Paramus, NJ
  • 03/2020 → 03/2025
    Cygnet Media Capital Llc
    Ridgewood, NJ
  • 05/2025 → Present
    Bank Of America, N.A.
    Paramus, NJ
Other Businesses

I*2427328, Entity Type, Name of OBA: New York State Bar Association - Entertainment Law Committee Address: AlbanyNew York12207 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 01/29/2010 No Hours: 3 monthly No Hours during trading: 1.5 monthly Duties:New York State Bar Association is a non-profit professional organization for attorneys. I am the Former Chairperson of the Entertainment, Arts and Sports Law Committee and serve on the board (Executive Committee) as a former Chairperson/advisor. I advise, assist, and help manage the committee board and help coordinate events for our section members. I*2411269, Entity Type Not for Profit, Name of OBA: Ethan Bordman - Maintain Law Licenses Address: Investment Related: No Position, Title, Association: Maintain Law License Employee Start Date:10/01/2009 No Hours: 1 monthly No Hours during trading: 0 Duties: Maintain my law licenses. I will pay the required annual fees out of my own pocket and will complete any required continuing education/courses on my own time. I will only be maintaining the licenses - I will NOT be practicing law. Please note: Many legal related professional networking events require you to be an attorney to attend the events.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-28
S63 Uniform Securities Agent State Law Examination 2015-08-12
S65 Uniform Investment Adviser Law Examination 2007-05-21
  • S66 Uniform Combined State Law Examination
    2024-06-28
  • S63 Uniform Securities Agent State Law Examination
    2015-08-12
  • S65 Uniform Investment Adviser Law Examination
    2007-05-21
Other Names
  • Ethan Yale Bordman

View on SEC IAPD

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