Athol David Cochrane

Current Employers

Employment History

• 03/1989 → 07/2021
  The Prudential Insurance Company Of America
  Middletown, RI
• 03/1989 → 07/2021
  Pruco Securities, Llc
  Middletown, RI
• 06/2008 → 07/2021
  Wealth Solutions, Llc
  Newport, RI
• 07/2021 → Present
  Pallas Capital Advisors, Llc
  Braintree, MA
• 09/2022 → Present
  Purshe Kaplan Sterling Investments
  Albany, NY

Previous Registrations

• 1998-07-02 → 2021-07-09
  Pruco Securities, Llc.
  Warwick, RI
  Newport, RI
  Warwick, RI

Other Businesses

1) Wealth Solutions, LLC.~51 Long Wharf Mall Newport RI 02840~DBA~Y~Partner~06/27/2008~160 hrs/mo~160 trading hrs/mo 2) Rental Property~30 Honeyman Avenue, Middletown, RI 02842~rental~N~Rental property owner~01/1998~4 hrs/mo~0 trading hrs/mo| 3) Biomech Equipment LLC~137 Narragansett Ave, Jamestown, RI 02835~Sports Equipment~N~shareholder~7/15/1015~8 hrs/mo~0 trading hrs/mo| 4) Insurance. 25 William Street, MIddletown RI. Insurance agent. March 1989. 15 HRS/MONTH, 0 HOURS/TRADING 5) ST JOHNS COLLEGE FOUNDATION. President. Non-Profit. Investment related. Fundraising. 03/01/2019. 2 HRS/MONTH, 0 HOUR/TRADING. Board member with account access. 6) Mr. Cochrane is dually-registered with Pallas Capital Advisors, LLC ("Pallas") and Purshe Kaplan Sterling ("PKS"). Mr. Cochrane has served as an Investment Advisor Representative of Pallas since 09/2022 and as a Registered Representative of Purse Kaplan Sterling Investments since 08/2022. Approximately 90% of Mr. Cochrane's time is spent in an investment advisor representative capacity and the balance as a registered representative.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-02-20
• S63 Uniform Securities Agent State Law Examination
  1992-03-10