Alan Henry Smith

Employer firm

Brookstone Wealth Advisors, LLC CRD 137658

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Brookstone Wealth Advisors, Llc

1745 S Naperville Rd Suite 200, Wheaton, IL 60189 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2023-05-08

CO RA
APPROVED

Since 2023-05-08

Branch Locations

Littleton, CO • United States

1745 S Naperville Rd Suite 200, Wheaton, IL 60189 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Self Employed - Golden Eagle Financial, Ltd	Littleton	CO	01/2002	Present
Foundations Investment Advisors, Llc	Scottsdale	AZ	09/2016	04/2023
Brookstone Wealth Advisors	Wheaton	IL	05/2023	Present

01/2002 → Present

Self Employed - Golden Eagle Financial, Ltd

Littleton, CO
09/2016 → 04/2023

Foundations Investment Advisors, Llc

Scottsdale, AZ
05/2023 → Present

Brookstone Wealth Advisors

Wheaton, IL

Previous Registrations

2016-09-21 → 2023-05-10

Foundations Investment Advisors Llc

Littleton, CO

Phoenix, AZ

Littleton, CO

Other Businesses

GOLDEN EAGLE FINANCIAL LTD, LITTLETON CO - IT IS INVESTMENT RELATED; 5984 S PRINCE ST #205, LITTLETON, CO 80120; PROPERTY CASUALTY, LIFE AND HEALTH INSURANCE AGENT; OWNER AND AGENT; SINCE 2002; DEVOTES AT LEAST 80 HOURS PER MONTH DURING MARKET HOURS