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Alan Henry Smith

Brookstone Wealth Advisors, LLC

Littleton, CO

Wheaton, IL

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Current Employers
Brookstone Wealth Advisors, Llc

1745 S Naperville Rd Suite 200, Wheaton, IL 60189 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-05-08
  • CO RA
    APPROVED
    Since 2023-05-08

Branch Locations

Littleton, CO • United States

1745 S Naperville Rd Suite 200, Wheaton, IL 60189 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self Employed - Golden Eagle Financial, Ltd Littleton CO 01/2002 Present
Foundations Investment Advisors, Llc Scottsdale AZ 09/2016 04/2023
Brookstone Wealth Advisors Wheaton IL 05/2023 Present
  • 01/2002 → Present
    Self Employed - Golden Eagle Financial, Ltd
    Littleton, CO
  • 09/2016 → 04/2023
    Foundations Investment Advisors, Llc
    Scottsdale, AZ
  • 05/2023 → Present
    Brookstone Wealth Advisors
    Wheaton, IL
Previous Registrations
Other Businesses

GOLDEN EAGLE FINANCIAL LTD, LITTLETON CO - IT IS INVESTMENT RELATED; 5984 S PRINCE ST #205, LITTLETON, CO 80120; PROPERTY CASUALTY, LIFE AND HEALTH INSURANCE AGENT; OWNER AND AGENT; SINCE 2002; DEVOTES AT LEAST 80 HOURS PER MONTH DURING MARKET HOURS

Designations
Other Names
  • Alan H Smith

View on SEC IAPD

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