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4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2018-02-06 |
Branch Locations
89 Rhinecliff Street, Arlington, MA 02476 • United States
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vsr Financial Services Inc | Overland Park | KS | 05/2005 | 09/2016 |
| Vsr Advisory Services | Overland Park | KS | 08/2007 | 09/2016 |
| Gray-Lewis Advisory Group, Llc | Arlington | MA | 05/2005 | 09/2016 |
| Summit Brokerage Services, Inc. | Arlington | MA | 09/2016 | 01/2018 |
| Summit Financial Group Inc | Boca Raton | FL | 09/2016 | 01/2018 |
| Pangaea Capital Strategies Llc | Arlington | MA | 09/2016 | Present |
| J.W. Cole Financial, Inc. | Tampa | FL | 01/2018 | Present |
| J.W. Cole Advisors, Inc. | Tampa | FL | 01/2018 | Present |
(1) FIXED INSURANCE; INVESTMENT RELATED; 89 RHINECLIFF ST ARLINGTON, MA 02476; INSURANCE PLANNING; FMO; SERVICE EXISTING TERM LIFE INSURANCE POLICIES, FIXED TRADITIONAL AND HEALTH/DISABILITY INSURANCE; SERVICE EXISTING LONG-TERM CARE INSURANCE POLICIES. (2) PANGAEA CAPITAL STRATEGIES, LLC; INVESTMENT RELATED; 89 RHINECLIFF ST ARLINGTON, MA 02476; NAME OF DBA; 40 HOURS/WEEK ALL DURING TRADING; DBA TITLE. (3) Wightman Tennis Center; Tennis Club; Not investment related; 100 Brown St, Weston, MA 02493; Fitness committee Chairman; Start 9/24/24; 2 hours/month, 0 hour/month during trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-03-10 |
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