James Penn Van Putten Vink

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2012 → 10/2018
  Waddell & Reed, Inc.
  Wellington, FL
• 02/2012 → Present
  Vandelay Financial Group (Dba)
  Wellington, FL
• 07/2017 → Present
  Online Training Inc.
  West Palm Beach, FL
• 10/2018 → 03/2021
  H. Beck, Inc.
  Rockville, MD
• 04/2021 → 05/2025
  Grove Point Advisors, Llc
  Rockville, MD
• 04/2021 → 05/2025
  Grove Point Investments, Llc
  Rockville, MD
• 05/2025 → Present
  Lpl Financial Llc
  Wellington, FL

Previous Registrations

• 2021-04-01 → 2025-05-02
  Grove Point Advisors, Llc
  Rockville, MD
  Wellington, FL
  Rockville, MD
  Wellington, FL
• 2018-10-29 → 2021-04-01
  Grove Point Investments, Llc
  Rockville, MD
  Wellington, FL
• 2012-02-02 → 2018-10-30
  Waddell & Reed
  Charleroi, PA
  Wellington, FL
• 2008-12-22 → 2012-02-03
  Ameriprise Financial Services, Llc
  Aventura, FL
  Palm Beach Gardens, FL
  Palm Beach Gardens, FL
  Palm Beach Gardens, FL
• 2007-07-31 → 2008-12-05
  Stifel, Nicolaus & Company, Incorporated
  Palm Beach Gardens, FL
• 2003-01-10 → 2007-07-31
  Ryan Beck & Co.
  Palm Beach Gardens, FL
  Palm Beach Gardens, FL
• 2000-09-13 → 2003-01-10
  Prudential Equity Group, Llc
  North Palm Beach, FL

Other Businesses

1. 05/2025- James Van Putten Vink- Mortgage/Real Estate Services- INV Related- At Palm Beach, FL- Start date 08/27/2020- 10 Hours Per Month- 3 Hours During Trading 2. 05/2025- Online Training, Inc.- Teacher Paid by School or University- INV Related- At West Palm Beach, FL- Start date 07/14/2017- 3 Hours Per Month- 1 Hour During Trading 3. 05/2025- James Van Putten Vink- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 10/26/2018- 20 Hours Per Month- 5 Hours During Trading 4. 05/2025- Vandelay Financial Group- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 08/29/2017

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-11-02
• S63 Uniform Securities Agent State Law Examination
  1998-10-28

Other Names

• Jim Vanputtenvink
• James Penn Vanputtenvink
• James Van Putten Vink