Edward Paul Deicke

Employer firm

B. Riley Wealth Advisors, Inc. CRD 115927

$4.21B regulatory AUM 40 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 07/2022
  National Securities Corp
  Plainview, NY
• 07/2015 → Present
  B. Riley Wealth Advisors, Inc.
  Memphis, TN
• 07/2022 → Present
  B. Riley Wealth Management
  Memphis, TN

Previous Registrations

• 2011-11-16 → 2015-06-25
  Jhs Capital Advisors, Llc
  Tampa, FL
  Plainview, NY
  Summit, NJ

Other Businesses

(1) NORTH SHORE WEALTH MANAGEMENT LLC; INVESTMENT-RELATED; MANAGING PARTNER; 255 EXECUTIVE DR., STE 305, PLAINVIEW NY 11803; START DATE: 7/15/05; 160 HRS/MONTH; DBA FOR SECURITIES BUSINESS, ALL BUSINESS CONDUCTED THROUGH BRWM... (2) EDWARD DEICKE INC.; 255 EXECUTIVE DRIVE, PLAINVIEW, NY; OWNER; SET UP TO PAY BILLS; START DATE: 08/2005; 1HR/MONTH, 0 DURING SECURITIES TRADING... (3) BOURBON LANE STABLES; NOT INVESTMENT-RELATED; PART OWNER 2%; HORSE RACING; MIDWAY, KY; START DATE: 06/2007; 1 HR/MONTH, 0 DURING SECURITIES TRADING... (4) B. RILEY WEALTH INSURANCE; INVESTMENT-RELATED; 255 EXECUTIVE DR., STE 305, PLAINVIEW NY 11803; INSURANCE SALES; AGENT; START DATE: 2024; 2 HRS/MONTH DEVOTED DURING SECURITIES TRADING HRS... (5) GRAPH RACING STABLE; NOT INVESTMENT-RELATED; HORSERACING; PARTNER; START DATE: 06/2014; 1 HR/MONTH, 0 DURING TRADING HRS... (6) PARADISE FARMS LLC; NOT INVESTMENT-RELATED; HORSERACING; FLORAL PARK, NY; START DATE: 06/2019; LIMITED PARTNER; 1 HR/MONTH, 0 DURING TRADING HRS... (7) RACHED AND REDDY RACING STABLE, LLC; NOT INVESTMENT-RELATED; HORSE RACING; HILLSBORO BEACH, FL; PARTNER; START DATE: 02/2021; 1 HR/MONTH, 0 DURING TRADING HRS... (8) CANNON STRIKE STABLES; NOT INVESTMENT-REALTED; START DATE: 06/2024; PART OWNER IN HARNESS RACING HORSE; SARATOGA SPRINGS, NY; 0 HRS/MONTH...

Exams

• S66 Uniform Combined State Law Examination
  2021-11-16
• S65 Uniform Investment Adviser Law Examination
  2011-11-11
• S63 Uniform Securities Agent State Law Examination
  1989-06-02

Other Names

• Edward Deicke