Erle Mark Petrie

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2024 → Present
  Lpl Financial
  Irvine, CA
• 04/2007 → 11/2024
  Commonwealth Financial Network
  Waltham, MA

Previous Registrations

• 2007-04-27 → 2024-11-07
  Commonwealth Financial Network
  San Diego, CA
  Irvine, CA
• 1996-07-05 → 2007-04-27
  Immg
  Tustin, CA

Other Businesses

1)10/03/2024 - Coast Financial Partners - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 11/2024 - 1 Hr/Mth 2)08/29/2024 - Gary Osentoski and Erle Petrie - Real Estate Rental - Sublease Arrangement with Karen Caporas - Inv Rel - Irvine, CA - Start: 04/2007 3)08/29/2024 - Erle Petrie, Sole Proprietor - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 01/1989 - 2 Hr/Mth 4)08/29/2024 - Ice Hockey Referee - Non-Inv Rel - Tustin, CA - Start: 09/2021 - 20 Hr/Mth

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-02-15
• S63 Uniform Securities Agent State Law Examination
  1990-09-06

Designations

• Certified Financial Planner