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Douglas Anderson

Douglas Anderson, Iii

Houston, TX

CRD 1943496

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Employer firm

Douglas Anderson, Iii CRD 114906

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Douglas Anderson, Iii

1001 Fannin Suite 4670, Houston, TX 77002 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-11-17
  • TX RA
    APPROVED
    Since 2020-11-17

Branch Locations

1001 Fannin Suite 4670, Houston, TX 77002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Goodrich Operating Company Houston TX 01/2009 Present
  • 01/2009 → Present
    Goodrich Operating Company
    Houston, TX
Other Businesses

Advisor is engaged as a sole proprietor as a Certified Public Accountant and a Licensed Real Estate Broker. The names of the businesses are Douglas Anderson, III Certified Public Accountant and Douglas Anderson, III Real Estate Broker. These businesses are not investment related. The address is 1001 Fannin Suite 4670, Houston, TX 77002. The businesses were started in 1990. The number of hours per month devoted to these businesses during securities trading hours is approximately 20 hours. The duties in these businesses involve tax planning, tax preparation, business consultation, real estate brokerage and real estate consultation.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-04-07
  • S63 Uniform Securities Agent State Law Examination
    1989-04-07
Other Names
  • Douglas Anderson

View on SEC IAPD

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